Capital Markets & Securities Regulations

Our experience in capital markets and securities regulation includes assistance to investors and issuers in different types of operations, as well as legal advice to investment funds, agreements associated with them, advice on securities issues, listed companies, financial regulation, among others. In addition, ROCA guides regulated agents, such as companies, funds, brokers and asset managers in issues of compliance with current legislation and regulations in the Dominican market. Our client portfolio is made up of recognized financial intermediation entities and investment funds. ROCA is responsible for creating the legal and contractual structure for the first private electronic factoring market in the Dominican Republic. Likewise, we have represented investment funds in the placement of foreign funds that have made transactions with one of the most important tourism projects developed in the Dominican Republic, Cap Cana.